 |
James Konon
Operations Manager
James oversees daily trading, general office activities and is the designated Anti-Money Laundering Compliance Officer. James brings over thirteen years of experience in the financial service industry. He obtained a BS in Business Administration from the University of Pepperdine in 2000. Prior to joining Hollencrest, James spent three years as the New Business Administrator at the Chamberlain Group, processing new business, researching new products, and was the Designated Compliance Officer. Prior to Chamberlain Group, James supervised the trading desk at Mutual Service Corporation (A Pacific Life Company) for six years. James is a Registered Representative with the Financial Industry Regulatory Authority ("FINRA"), having attained multiple Series Designations administered by that organization. He currently holds a general securities license, an options principal license, a general principal license, Series 3 license and an equity trader limited representative license. James is also a NFA Registered Associate
|