SEC Rule 606
Included in this page are reports for the prior four quarters.
– Instructions on How to Read the Report – link to instructions on how to read the report –
– Hollencrest’s Order Routing Policy – link to Order Routing Policy
Fourth Quarter 2016
– Report as of 4q16 – link to report for 4q16
First Quarter 2017
– Report as of 1q17 – link to report for 1q17
Second Quarter 2017
– Report as of 2q17 – link to report for 2q17
Third Quarter 2017
– Report as of 3q17 – link to report for 3q17