SEC Rule 606

Included in this page are reports for the prior four quarters.

– Instructions on How to Read the Report – link to instructions on how to read the report –

– Hollencrest’s Order Routing Policy – link to Order Routing Policy

Fourth Quarter 2016

– Report as of 4q16 – link to report for 4q16

First Quarter 2017

– Report as of 1q17 – link to report for 1q17

Second Quarter 2017

– Report as of 2q17 – link to report for 2q17

Third Quarter 2017

– Report as of 3q17 – link to report for 3q17